Regulatory Advice
Companies active in the capital markets are subject to the applicable stock exchange and financial market regulations, in particular reporting and disclosure requirements. We advise companies on compliance with the reporting requirements on price-sensitive facts (ad-hoc publicity), on the disclosure of shareholdings, the reporting of management transactions and on compliance with accounting regulations. We represent issuers in all investigation and sanctions proceedings before the SIX Swiss Exchange and FINMA supervisory authorities.
Areas of expertise
- Reporting requirements for price-sensitive facts (ad-hoc publicity)
- Disclosure requirements for equity investments and equity derivatives
- Reporting of management transactions
- Accounting requirements
- Representation of the company in investigations and proceedings before supervisory authorities
Other relevant areas
“Entrepreneurial, hands-on, business acumen”
Publications
Client segmentation under FinSA
International Law Office, November 2019- EN
- Alexander Vogel
- Reto Luthiger
- Fabienne Walter
Classification of stablecoins under Swiss law: FINMA publishes amended guidelines
International Law Office, October 2019- EN
FDF proposes key changes to FinSO and FinlO
International Law Office, September 2019- EN
Blockchain – Aspetti legali e punti d’intervento del legislatore
Speaker at L'Associazione Internazionale Giuristi di Lingua Italiana (AIGLI), XXXII Convegno in Monopoli (BR), Italy, 26-29 September 2019- IT